In the fast-paced world of asset management, compliance with regulatory standards is non-negotiable. With stringent regulations governing the industry, including registered investment advisors (RIAs), the demand for compliance expertise fluctuates with changing market conditions and regulatory requirements. This article explores the importance of flexible risk and compliance human capital in assisting asset managers during times of high work volumes, analyzes the nature of risk and compliance work in the asset management industry, and highlights the role of Regulatory Risks in providing specialized freelance solutions.
